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Penalties for Breaches of the Rules Governing Dealing Members

This Policy dated this 3rd day of August 2011 is made pursuant to Articles 13, 15(c), 15 (h), 45, 59(e), 59(v) , 102 (c)(ii), 106, 139(b) and 143(b) of the Rules and Regulations Governing Dealing Members and derives its force there from. The policy state the penalty for erring dealing member that breach the rule governing the market dealing.


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