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Posts in Securities Exchange Commission (SEC) related to Food & Agro Allied

The Investments and Securities Act

2016-12-20 7:28 PM | by Nigeria Compliancehub

This Act, amongst other things, provides for - the establishment of Securities and Exchange Commission; the repeal of the Investments and Securities Act 1999; the enlarged powers and functions of the Commission over the capital market ; and a set of new market infrastructures and wide-ranging system of… Read more

Code Of Conduct For Trustees

2016-12-22 2:54 AM | by Nigeria Compliancehub

ode of conduct for Trustee ensure that Trustee shall act in line with the trust deed or other constituent documents, adhere to the Trustee Investment Act, the Investment & Securities Act, the SEC Rules & Regulations and any other documents, law, rules and regulations which govern the trustees… Read more

Rules on Infrastructure Funds and Others 2014

2016-12-22 3:05 AM | by Nigeria Compliancehub

 The provisions of these rules shall apply to Infrastructure Fund constituted as collective investment schemes. All other provisions of these rules and regulations unless the context otherwise requires shall apply to Infrastructure Schemes, trustees (as the case maybe) and Fund Management Companies.   Provided that all other relevant provisions… Read more

Rules on National Investor Protection Fund

2016-12-22 3:08 AM | by Nigeria Compliancehub

In furtherance of the Commission’s mandate to regulate and develop the Nigerian capital market and in particular, its duty to ensure the protection of investors in the Capital Market, the Board of the Securities and Exchange Commission approved the establishment of a nationwide fund known as the National… Read more

Rules on Securitization

2016-12-22 3:11 AM | by Nigeria Compliancehub

This Rule provides that all applications in respect of securitization filed with the Commission shall comply with the general provisions on registration of securities as set out in these rules (where applicable). In addition, the Applicant shall also file with the Commission all documents in relation to Sale… Read more

SEC Consolidated Rule and Regulations

2016-12-22 3:18 AM | by Nigeria Compliancehub

These Rules and Regulations provide participants (regulated persons) in the capital market with more precise notice of what is expected of them, what conduct will be sanctioned and also promotes fairness and equality of treatment among similarly situated persons.
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Amendment to SEC Rule April 2015

2016-12-22 3:26 AM | by Nigeria Compliancehub

In furtherance of the Commission’s mandate to regulate and develop the Nigerian capital market and in particular, and its duty to ensure the protection of investors in the Capital Market, it has issued out an amendment to the SEC Rules of April 2015. Read more

SEC Partners with EFCC to Curb Market Infractions

2017-01-01 9:18 AM | by Nigeria Compliancehub

The Director-General of the Securities and Exchange Commission (SEC), Mounir Gwarzo, has stated that the SEC is working on a Memorandum of Understanding with the Economic and Financial Crimes Commission (EFCC) to address infractions affecting the Capital Market.

According to him, while… Read more

SEC signs MOU with Morocco to boost Market Growth

2017-01-01 9:23 AM | by Nigeria Compliancehub

The Securities and Exchange Commission (SEC) Nigeria has on December 3, 2016, signed a Memorandum of Understanding (MOU) with its Moroccan counterpart, Autorite Marocaine Du Marche Des Capitaux (AMMC). This Memorandum will serve as a platform for regulatory cooperation and information sharing between the two capital market… Read more

SEC pays N30 billion unclaimed dividends

2017-01-17 11:49 AM | by Nigeria Compliancehub

In a statement by the management of the Securities and Exchange Commission (SEC) on Monday in Abuja,  over N30 billion had so far been paid to investors in the Nigerian capital market from the backlog of unclaimed dividends, and that the commission had also extended the free e-Dividend enrollment to… Read more