Circular on Know Your Employee
In determining that a dealing Member firm has thoroughly investigated the previous record of persons they contemplate employing as provided under Article 165 of the Rules and Regulation governing Dealing Member Firm. The rule shall be set as a minimum standard expected of a dealing Member Firms.
By this Circular, a Dealing Member Firm shall obtain at least 2 references in favor of the proposed employees from previous employers and/or institutions prior to such employment.
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